AAIA practice questions 61–70

1. Question 61 · 124 in bank

   In order to ensure effective alignment with organizational priorities, which of the following is MOST important for an IS auditor to address when developing an audit plan for an AI-based tool?

   • ACost-benefit strategy for AI adoption
   • BAI users’ understanding of ethical standards
   • CThe AI tool’s security alignment with governance policies
   • DManagement practices for AI oversight

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   Answer: D

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2. Question 62 · 124 in bank

   Which of the following is the MOST important key indicator to assess when auditing the deployment of AI in predictive maintenance system in manufacturing operations?

   • APercentage of AI’s predictive algorithms that are compliant with industry standards
   • BFrequency of updates to AI predictive models based on equipment usage
   • CReduction in downtime and maintenance costs due to AI use
   • DTotal number of predictive maintenance scenarios implemented using AI

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   Answer: C

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3. Question 63 · 124 in bank

   An IS auditor is planning to audit an AI model for algorithmic bias. Which of the following is the BEST way to test the model?

   • AApply anecdotal evidence assessments.
   • BDevelop Pareto front analysis.
   • CUse balanced model training.
   • DAssess the feature disparity index.

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   Answer: D

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4. Question 64 · 124 in bank

   As a result of regulatory changes, an IS auditor is planning an audit of the legal team’s unlabeled contract repository to identify similarities in contractual terms. Which of the following is the BEST application of AI to improve the audit’s effectiveness?

   • ADimension reduction algorithms to compact variables
   • BClustering algorithms to segment contracts into groups
   • CRegression algorithms to identify contractual relationships
   • DClassification algorithms to define contract categories

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   Answer: B

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5. Question 65 · 124 in bank

   Which of the following is MOST important to have in place before implementing a system that utilizes AI?

   • ATraining on the use of the system's AI capabilities
   • BAn AI acceptable use policy
   • CModel evaluation and validation methodology
   • DA project plan for deploying the AI system

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   Answer: C

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6. Question 66 · 124 in bank

   A car insurance company uses an AI model to determine customer premiums. To ensure the ethical use of this model, which of the following testing practices should the company consider to be MOST important?

   • ARunning model performance tests on randomized data to improve the model's accuracy
   • BEnsuring demographic data is not used to train models outside of the defined use case
   • CTesting to ensure the model’s predictions do not discriminate based on age or gender
   • DDeploying the model only for a small randomly selected group of existing customers

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   Answer: C

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7. Question 67 · 124 in bank

   An IS auditor has received all journal entries posted for the fiscal year. Which of the following is the BEST way to use AI to detect anomalies in the population?

   • AImplement ad hoc monitoring of transactions.
   • BApply predictive analysis to transactions.
   • CDefine risk score criteria for transactions.
   • DReconcile transactions to invoices processed.

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   Answer: C

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8. Question 68 · 124 in bank

   Which of the following techniques would be MOST effective as part of incident management procedures for a prompt injection attack?

   • AFine-tune the AI model.
   • BScan inputs for code-like structure of text.
   • CDeploy input validation to sanitize abuse prompts.
   • DMonitor the prompts for excessive special characters.

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   Answer: C

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9. Question 69 · 124 in bank

   Which of the following would BEST help an organization justify decisions made by an AI model?

   • AConducting adversarial testing to evaluate the model's robustness
   • BImplementing a tool for model interpretability
   • CAnalyzing key performance indicator (KPI) trends to identify inconsistencies in the model's predictions
   • DAuditing the AI model to assess its alignment with business objectives and policies

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   Answer: B

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10. Question 70 · 124 in bank

    An IS auditor has identified that the configuration of a proprietary AI model has been leaked. Which of the following is the MOST significant risk?

    • AAttackers can disable security systems by analyzing the model’s source code.
    • BAttackers can use the data to degrade the model's performance.
    • CAttackers can train their own improved model for legitimate use.
    • DAttackers can exploit vulnerabilities in the model.

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    Answer: D

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AAIA practice, question 61. 124 questions available.