AAIA practice questions 21–30

1. Question 21 · 124 in bank

   Which of the following is the MOST important task when gathering data during the AI system development process?

   • AIsolating the system
   • BStratifying the data
   • CTraining the system
   • DCleaning the data

   Show answer

   Answer: D

   Next question

2. Question 22 · 124 in bank

   Which of the following controls MOST effectively helps to ensure an AI model is resilient against external threats?

   • AMonitoring of AI access logs
   • BAI model configuration testing
   • CAI data set anonymization
   • DMonitoring of AI model developers

   Show answer

   Answer: B

   Next question

3. Question 23 · 124 in bank

   The PRIMARY objective of machine learning (ML) in data processing is to:

   • Aanalyze data sets to identify visual patterns and trends.
   • Benhance the explainability of AI model outputs.
   • Cdraw statistical inferences for creating artificial human intelligence.
   • Dperform actions that would typically require human intelligence.

   Show answer

   Answer: D

   Next question

4. Question 24 · 124 in bank

   A retail organization uses an AI model to forecast inventory based on customer purchasing trends and updates the model quarterly. The model recently failed to recognize a surge in demand during a popular shopping season. Which of the following issues does this situation BEST demonstrate?

   • AData drift impacting system forecasting
   • BOverfitting issues due to a small training data set
   • CLack of outlier checks in data affecting forecast accuracy
   • DLimited data set diversity impacting model training

   Show answer

   Answer: A

   Next question

5. Question 25 · 124 in bank

   When auditing an AI model, an IS auditor notices that the controls over transactional processes are inadequate. Which of the following should the auditor recommend to BEST reduce these risks?

   • AImplement model scorecards.
   • BClearly define responsibilities for AI risk.
   • CHave the chief risk officer (CRO) perform a risk analysis.
   • DImplement human-in-the-loop processes.

   Show answer

   Answer: D

   Next question

6. Question 26 · 124 in bank

   An AI system is misclassifying images after a routine model update. An IS auditor discovers that the updated model file was replaced by an unauthorized version. Which of the following is the auditor’s BEST recommendation?

   • ANotify all users of potential inaccuracies and deactivate the system.
   • BImmediately retrain the model from scratch using a secure data set.
   • CDisable the automated update process to prevent future issues.
   • DRevert to the last verified model version and initiate a root cause analysis.

   Show answer

   Answer: D

   Next question

7. Question 27 · 124 in bank

   During an audit of an AI solution, the modeler informs the IS auditor that data augmentation techniques were utilized. Which of the following BEST enables the auditor to determine the effectiveness of the data augmentation?

   • ABalance of data classes prior to and after augmentation
   • BPerformance metrics of the model prior to and after augmentation
   • CAffinity and diversity of augmented data compared to original data
   • DFeature importance summary of the model prior to and after augmentation

   Show answer

   Answer: B

   Next question

8. Question 28 · 124 in bank

   Which of the following is MOST important to consider when auditing an organization’s AI procedures?

   • AAI data validation and filtration to prevent data poisoning
   • BBackup and recovery in the event of an AI data breach
   • CEmployee training on recognized AI best practices
   • DFrequency of AI system updates to enhance security

   Show answer

   Answer: A

   Next question

9. Question 29 · 124 in bank

   An IS auditor is auditing a financial system in which a generative AI tool is used to identify trends in batches of 4,000 rows while the generative AI tool has a limit of 3,000 tokens. Which of the following is the GREATEST concern?

   • AThe AI will prioritize high-value entries.
   • BThe AI will process only a portion of the data set.
   • CThe AI output will be biased toward the first 3,000 tokens.
   • DThe AI will reject the data set and not analyze the data.

   Show answer

   Answer: B

   Next question

10. Question 30 · 124 in bank

    An anti-fraud team in a financial organization is building a machine learning (ML) model to detect online fraud, and an internal audit team has been engaged to audit the model. When auditing the model training stage, which of the following is MOST important to include in the scope of the audit?

    • AData schema
    • BData fairness
    • CTraining staff expertise
    • DTraining procedure

    Show answer

    Answer: B

    Next question

Keyboard:J Kmove between questionsA–Dselect an answerRshow or hide the answer← →change page

AAIA practice, question 21. 124 questions available.