AIGP practice questions 131–140

1. Question 131 · 161 in bank

   The best method to ensure a comprehensive identification of risks for a new AI model is:

   • AAn environmental scan.
   • BRed teaming.
   • CIntegration testing.
   • DAn impact assessment.

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   Answer: D

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2. Question 132 · 161 in bank

   After initially deploying a third-party AI model, you learn the developer has released a new version. As deployer of this third-party model, what should you do?

   • AAudit the model.
   • BRetrain the model.
   • CSeek input from data scientists.
   • DCommunicate necessary updates to your users.

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   Answer: A

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3. Question 133 · 161 in bank

   All of the following are commonly adopted processes and policies in reducing potential risks introduced by third-party AI tools or applications EXCEPT:

   • AIncluding clauses in the procurement agreement for buyers of generative AI tools to put certain liabilities on the tool supplier.
   • BAllowing publicly available information and personally identifiable information (pii) to be incorporated into the prompt.
   • CRequiring an independent third-party bias audit for third-party generative AI tools.
   • DRequiring new use cases of the generative AI tools or applications to be reviewed and approved by the generative AI governance body.

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   Answer: B

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4. Question 134 · 161 in bank

   All of the following issues are unique for proprietary AI model deployments EXCEPT:

   • AThe acquisition of training data.
   • BThe cost of AI chips.
   • CThe potential for bias.
   • DThe necessity of performing conformity assessments.

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   Answer: C

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5. Question 135 · 161 in bank

   Business A sells software that provides users with writing and grammar assistance. Business B is a cloud services provider that trains its own AI models. • Business A has decided to add generative AI features to their software. • Rather than create their own generative AI model, Business A has chosen to license a model from Business B. • Business A will then integrate the model into their writing assistance software to provide generative AI capabilities. • Business A is most concerned that its writing assistance software could recommend toxic or obscene text to its users. Which of the following governance processes should Business A take to best protect its users against potentially inappropriate text?

   • ABusiness A should fine-tune the AI model on user-generated text that has been verified to be appropriate.
   • BBusiness A should test that the AI model performs as expected and meets their minimum requirements for filtering toxic or obscene text.
   • CBusiness A should establish a user reporting feature that allows users to flag toxic or obscene text, and report any incidents to Business B.
   • DBusiness A should ask Business B for detailed documentation on the generative AI model’s training data and whether it contained toxic or obscene sources.

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   Answer: B

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6. Question 136 · 161 in bank

   The main purpose of NIST’s Assessing Risks and Impacts of AI (ARIA) program is to:

   • AProvide a suite of resources to manage risks.
   • BPilot new standards for AI red-teaming.
   • CPromote interoperability across AI systems.
   • DOffer a regulatory sandbox for risk reporting.

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   Answer: A

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7. Question 137 · 161 in bank

   Retrieval-Augmented Generation (RAG) is defined as:

   • ACombining LLMs with private knowledge bases to improve their outputs.
   • BReducing computational processing requirements of the LLMs.
   • CApplying advanced filtering techniques to the LLMs.
   • DFine tuning LLMs to minimize biased outputs.

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   Answer: A

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8. Question 138 · 161 in bank

   A deployer discovers that a high-risk AI recruiting system has been making widespread errors, resulting in harms to the rights of a considerable number of EU residents who are denied consideration for jobs for improper reasons such as ethnicity, gender and age. According to the EU AI Act, what should the company do first?

   • ANotify the provider, the distributor, and finally the relevant market authority of the serious incident.
   • BIdentify any decisions that may have been improperly made and re-open them for human review.
   • CSubmit an incomplete report to the relevant market authority immediately and follow up with a complete report as soon as possible.
   • DConduct a thorough investigation of the serious incident within the 15 day timeline and present the completed report to the relevant market authority.

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   Answer: A

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9. Question 139 · 161 in bank

   The processes and methods that allow human users to understand and trust the outputs produced by AI are important in addressing which key regulatory concern?

   • AInterpretable AI.
   • BTrustworthy AI.
   • CExplainable AI.
   • DResponsible AI.

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   Answer: C

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10. Question 140 · 161 in bank

    Which of the following compliance related controls within an organization is most easily adapted to identify AI risks?

    • APrivacy training.
    • BPenetration testing.
    • CTransfer risk assessments.
    • DPrivacy impact assessments.

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    Answer: D

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AIGP practice, question 131. 161 questions available.